Life Insurance Distribution Onboarding (AML)
Onboarding for life and pension insurance distribution: SUSEP product disclosure, KYC and PEP screening, source-of-funds documentation, AML scoring, proposal review, insurer underwriting handoff, and Compliance sign-off before policy issuance. Built for operations teams, structured execution with approval gates and an audit trail.
For: Consultor de Seguros and Compliance Officer teams running life insurance distribution onboarding (aml)
What this template includes
Process steps
- 1Client intake and insurance needs analysis
- 2SUSEP mandatory product disclosure
- 3KYC documents and PEP screening
- 4Source-of-funds documentation
- 5AML scoring and risk classification
- 6Proposal review and client signature
- 7Checkpoint 1, Compliance Officer approval
- 8Insurer underwriting handoff
- 9Policy issuance confirmation and file archival
Why teams use this template
Onboarding for life and pension insurance distribution: SUSEP product disclosure, KYC and PEP screening, source-of-funds documentation, AML scoring, proposal review, insurer underwriting handoff, and Compliance sign-off before policy issuance. When this work runs through inboxes and ad-hoc spreadsheets, ownership gets fuzzy and evidence gets lost. Life Insurance Distribution Onboarding (AML) gives you a 9-step process with 1 checkpoint and a built-in SLA so nothing slips between handoffs.
Built for teams led by Consultor de Seguros and Compliance Officer: every task has a named owner, every approval routes to a real role, and the run history is the audit trail your auditors actually want.
The checkpoint tasks ("Checkpoint 1, Compliance Officer approval") cannot be skipped, they're where the run produces evidence the next stage depends on. Overdue runs escalate automatically, and you start with structure instead of building it from scratch every time.
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